Category - Regulatory

IFSE_Blog_Mutual_Fund_Taxes

While tax considerations should never dictate an investor’s choice of mutual funds, they are still an important part of the selection process.


IFSE_Blog_CRM2

The “Client Relationship Model” (CRM) is a series of initiatives that touch on every aspect of the relationship between investors and participants (including dealers and advisors) in the investment industry.


IFSE_Blog_TRANSPARENCY

The final stage of Client Relationship Model – Phase 2 (CRM2) will be rolled out by most dealers in early 2017. That means preparing for important conversations with clients about new information they will see on their investment account statements.