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Accredited Investor and Offering Memorandum Exemption Case Study

The Accredited Investor (AI) and Offering Memorandum (OM) Exemption Case Study has been developed for professionals who participate in the exempt market in Canada and those who want to learn about the accredited investor (AI) and offering memorandum (OM) exemptions. The AI and OM exemptions are the two most common exemptions that apply to individual investors who want to purchase exempt market securities. The case study focuses on the criteria that investors must meet in order to qualify to purchase exempt market securities under these exemptions.

Pricing

Standard Course Price $40

Course Information

COURSE DETAILS
Delivery Online
Language English
Suggested study time 5 hours
Enrolment period 1 year
Practice exam Not applicable

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WHO SHOULD ENROL
  • Individual investors who want to purchase exempt market securities

EXAM DETAILS
Format Online unproctored exam
Time permitted 60 minutes
Question format Multiple choice
Passing grade 60%
Attempts allowed 3

Click here! CE Credit Matrix

WHAT WILL I LEARN
  • Perform the analysis and complete the financial tests required to determine an investor’s net income, net
    financial assets, and net worth
  • Determine whether an investor qualifies as an accredited investor under the AI exemption
  • Determine whether an investor qualifies as an eligible investor under the OM exemption
  • Determine the maximum allowable investment permitted in exempt securities in each jurisdiction
  • Determine the maximum investment amount that an investor can invest in exempt securities, given their eligibility and jurisdiction

FAQs

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How do I get my exam results?

Exam results for Computer-based Test Centre Proctored and Computer-based Online Proctored exams are available online within 2 business days following the exam if you have no outstanding fees.

Exam results for Online Unproctored exams are available immediately upon submission.

Exam results for Paper-based Proctored exams are available online within 3 to 5 business days if you have no outstanding fees.

When your grade has been released, you can access your exam results by logging into your IFSE account. Once you have logged in:

  • Choose “My IFSE”
  • Choose “Courses”
  • Choose “Show me my Marks for this Course” (this link only appears when your results are available).
Do I need to register for an online unproctored exam?

No, an online unproctored exam is an exam that is taken via www.ifse.ca. The exam is available 24/7 and may be completed from any location where there is internet access. You receive your grade immediately upon submission.

How do I take an online unproctored exam?

You can access your online unproctored exam by logging into your IFSE account. Once you have logged in:

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  • Once you launch the course, you can access your Examination or Assessment.
What is the cost to rewrite an online unproctored exam?

There is no cost to re-write an online unproctored exam with the exception of the Labour Sponsored Investment Funds Course (LSIF), Canadian Deposits Self-Study Course offered by the Registered Deposit Brokers Association (RDBA) and the 90 Day Training Course (3 attempts allowed for each of the 9 case study exams). Click here to view the cost to re-write the online exam for these courses. You must contact us to pay the re-write fee. Once the re-write fee is paid, IFSE will reset your exam.

What happens if my computer crashes during an online unproctored exam?

IFSE Institute cannot be held responsible for technical problems that you experience with your equipment or internet service. You can check out the user requirements here.

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