by admin | Dec 12, 2017 | Blog, Careers, Regulatory
The case for working with a financial advisor Over the past twenty years, the availability of information and the accessibility of online investing tools have created a new generation of do-It-yourself (DIY) investors. With the S&P/TSX Composite Index returning...
by ext | Aug 16, 2016 | Blog, Industry Insights
Know your client rules: Protecting investors and advisors As an advisor, before you can give financial advice or sell financial products, you have to learn several things about your clients. This is called the Know Your Client (KYC) rule, and it protects investors by...
