Select Page
Understanding PIPEDA and privacy requirements

Understanding PIPEDA and privacy requirements

We’ve all heard about the controversy and consequences surrounding security breaches of personal information. Even as technology continues to advance, challenges remain concerning the collection and use of personal information. In 2015, Canada’s Digital Privacy Act...
What is a simplified prospectus?

What is a simplified prospectus?

Before a conventional mutual fund manufacturer can sell securities to investors, it must prepare several documents and file them with the appropriate securities regulator. One of those documents is the simplified prospectus. What is a conventional mutual fund? A...
Who oversees Canada’s mutual fund industry?

Who oversees Canada’s mutual fund industry?

The Canadian mutual fund industry is highly regulated. Several organizations exist to make sure everyone in the industry follows similar rules and standards and acts to protect investors. These organizations govern everything from how and when information about a fund...