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Big exam coming up, lots to cover? Flashcards, which are study aids containing key information (often with questions on one side of the card and answers on the reverse) are a sure-fire way to absorb key concepts in a relatively short amount of time.


The “Client Relationship Model” (CRM) is a series of initiatives that touch on every aspect of the relationship between investors and participants (including dealers and advisors) in the investment industry.


We’ve all heard about the controversy and consequences surrounding security breaches of personal information. Even as technology continues to advance, challenges remain concerning the collection and use of personal information.