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Exempt Market Proficiency Course (EMP)

Exempt Market Proficiency Course (EMP)

by | Jul 7, 2023

Exempt Market Proficiency Course (EMP) The Exempt Market Proficiency Course is a proficiency requirement for those individuals seeking registration as Exempt Market Dealers – Dealing Representatives and Chief Compliance Officers. The EMP course introduces...
Canadian Compliance Course (CCC)

Canadian Compliance Course (CCC)

by | Jun 8, 2022

Canadian Compliance Course (CCC) The Canadian Compliance Course (CCC) is the IFSE proficiency course for those who aspire to become Chief Compliance Officers. The CCC replaces the former Officers, Partners, and Directors Course and the Mutual Fund Dealers Compliance...