#YourFutureinFinancialServices

Explore the top jobs in financial services

Slider

Exempt Market Dealing Representative

Description

  • Engage with new and existing investors to help them determine the appropriateness of investing in exempt products.
  • Present investment offerings, provide investment advice, and complete sales.
  • Employ business development activities to attract new investors.
  • Maintain a deep understanding and technical knowledge of offerings to provide the best advice for prospective investors.

Key skills or attributes

  • Knowledgeable and well-informed
  • Excellent communicator
  • Self-motivated and entrepreneurial

Salary range:
$50,000 – $100,000

This salary range may be exceeded by earnings from commissions and fees.

Recommended courses:
Exempt Market Proficiency Course (EMP)
Ethics for Exempt Market Dealer Representatives 
Accredited Investor and Offering Memorandum Exemption Case Study