- Responsible for the registration process and filings on the National Registration Database (NRD).
- Provide guidance to employees and branches on registration matters.
- Responsible for keeping abreast of regulatory changes and requirements that impact registration.
- Maintain communication with regulators concerning matters on registration.
Key skills or attributes
- Computer proficient
- Precise and accurate
- Focused on details
$40,000 – $60,000
Ethics and Professional Conduct Course (EPC)