#YourFutureinFinancialServices

Explore the top jobs in financial services

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Registrations Officer

Description

  • Responsible for the registration process and filings on the National Registration Database (NRD).
  • Provide guidance to employees and branches on registration matters.
  • Responsible for keeping abreast of regulatory changes and requirements that impact registration.
  • Maintain communication with regulators concerning matters on registration.

Key skills or attributes

  • Computer proficient
  • Precise and accurate
  • Multi-tasker
  • Focused on details

Salary range:
$40,000 – $60,000

Recommended courses:
Ethics and Professional Conduct Course (EPC)