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Assistant Branch Manager

Description

  • Acting as an alternate to the Branch Manager in the Branch Manager’s absence.
  • Responsible for approving new accounts and conducting supervision reviews to ensure that business activity complies with regulatory requirements and the firm’s policies and procedures.
  • Responsible for identifying non-compliant conduct, breaches, and violations and effecting corrective action.
  • Oversee the day-to-day operations of the branch in the Branch Manager’s absence.

Key skills or attributes

  • Excellent judgment
  • Problem solver
  • Customer service focused

Salary range:
$53,000 – $70,000

Recommended courses:
Branch Managers’ Examination Course (BM)
Ethics and Professional Conduct Course (EPC)
Canadian Investment Funds Course (CIFC)
Exempt Market Proficiency Course (EMP)
Exchange-Traded Funds Course