Exempt Market Products (EMP)
Officers, Partners & Directors (OPD)
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The Investment Funds Paper-based Program
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Exempt Market Products (EMP)
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IFSE Institute is proud to announce the inclusion of the Exempt Market Products Exam as a proficiency requirement for Exempt Market Dealers – Dealing Representatives and Chief Compliance Officers in NI 31-103. This paper-based course will focus on topics such as the capital markets, the exempt market, know your client and know your product rules, ethical conduct, and features of common exempt securities.
The course has been developed to ensure that those individuals operating in this market have the knowledge necessary to offer advice to clients on these complex financial instruments.
The Exempt Market Products Course is ideal for:
- Exempt market dealer representatives
- Exempt market dealer chief compliance officers
- Investment professionals looking to sell exempt securities
- Anyone looking for a greater understanding of exempt securities
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Topics
Learn about:
- Overview of the Capital Markets
- Principal-protected Notes
- Hedge Funds
- Real Estate Investment Trusts
- Limited Partnerships
- Flow-through Shares
- Client Suitability
- Representatives’ Responsibilities
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Course Details
Course Details
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course delivery |
paper
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languages |
English
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prerequisite |
none
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suggested study time |
3 to 12 months
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enrolment period |
1 year
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8 unit assessments |
paper, informal
15 multiple choice questions
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practice questions |
paper
50 multiple choice questions
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Exam
| Exam Details |
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exam format |
paper, proctored
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exam length |
3 hours
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exam weight |
100%
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question format |
100 multiple choice
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passing grade |
60%
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attempts allowed |
3
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Cost
Click here for pricing info
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